Staff report

The firm may pursue its claims through an administrative office at the agency after agreeing with the federal government to dismiss its case.

The revamped Estate Snapshot tool promises to create estate planning documents in minutes rather than days through artificial intelligence.

Explore the last year in Financial Planning magazines. Read each article, or download a digital version.

From the rise of ChatGPT to ESG hypocrisy and in-depth reporting on DEI issues in wealth management, these are the stories that garnered awards for FP reporters in 2023.

Gregory Estes was convicted by a jury in the state court of San Angelo, Texas, following "an intense eight-day trial," according to a local news report.

From top brokers and broker pay to succession planning, advising for Medicare, ChatGPT and our coverage of the independent space, these are the biggest stories FP published in the last year.

The Reverence Capital Partners-backed firm will add 1,450 financial advisors and $108 billion in client assets upon the expected close next year.

Organizational changes come amid the firm's growing wealth management ambitions.

The retirement-focused wealthtech formerly known as FeeX has more than quadrupled its revenue since its last fundraise announced in February 2022.

Christopher Turean admitted to moving money out of a customer's account to place bets on DraftKings and FanDuel.