Staff report

Michael Nathanson will replace interim chief Dan Glaser but remain the chief of The Colony Group as the RIA aggregator consolidates its ranks out of the public eye.

Citizens Financial said long-time Morgan Stanley leader Paul Casey will spearhead its wealth, private banking units as part of a larger expansion in advisory services.

Kinecta Wealth Management, the wealth arm of Kinecta Federal Credit Union, will switch firms by the end of the year.

The firm may pursue its claims through an administrative office at the agency after agreeing with the federal government to dismiss its case.

The revamped Estate Snapshot tool promises to create estate planning documents in minutes rather than days through artificial intelligence.

Explore the last year in Financial Planning magazines. Read each article, or download a digital version.

From the rise of ChatGPT to ESG hypocrisy and in-depth reporting on DEI issues in wealth management, these are the stories that garnered awards for FP reporters in 2023.

Gregory Estes was convicted by a jury in the state court of San Angelo, Texas, following "an intense eight-day trial," according to a local news report.

From top brokers and broker pay to succession planning, advising for Medicare, ChatGPT and our coverage of the independent space, these are the biggest stories FP published in the last year.

The Reverence Capital Partners-backed firm will add 1,450 financial advisors and $108 billion in client assets upon the expected close next year.

Organizational changes come amid the firm's growing wealth management ambitions.

The retirement-focused wealthtech formerly known as FeeX has more than quadrupled its revenue since its last fundraise announced in February 2022.

Christopher Turean admitted to moving money out of a customer's account to place bets on DraftKings and FanDuel.

Moore v. U.S. could "basically get rid of, I don't know, a third of the tax code," former House Speaker Paul Ryan has said.

The CAIS Alts Experience through BNY Mellon's Pershing builds upon existing integrations to remove transaction fees on participating funds through the CAIS Marketplace to BNY Mellon's Pershing clients

New feature aggregates and analyzes data in real-time to bolster the firm's quantitative investment methodologies while optimizing client outcomes.

An anonymous tipster helped the agency catch more than 100 high net worth individuals who paid a combined $71 million in previously avoided taxes.

The company's Market Pathway model portfolios were created to help younger investors begin relationships with financial advisors.

Arete Investments is a new cloud-based investor program fueled by partnerships with FusionIQ and DriveWealth

The Peter Mallouk-led firm isn't done adding to its arsenal in 2023.