The hardest part of breaking away can be figuring out how to focus your time between growing your business and honing your financial planning craft. Cut through the uncertainty and gain a clearer picture of how to break away with this step-by-step guide. You'll learn how to build a scalable practice that aligns with your vision—without wasting valuable time.
This guide has insights for any stage of your independent RIA—whether you are considering going independent and looking for a place to start, in the process of registering your RIA and thinking about what comes next, or have already registered your firm and want to start scaling. You'll learn which five areas to focus your energy on to get your RIA up and running faster and with a sustainable business model:
- How to surround yourself with the right team of compliance and legal professionals.
- Which areas of the business deserve more of your attention at different points on your growth timeline.
- Building a tech stack that supports the vision you have for running your business.
- How we have seen other RIAs build a successful marketing strategy and sales pipeline.
- Steps to ensuring smooth client transitions.