IBDs with the largest compliance team

Advisers and firms are facing an onslaught of additional compliance requirements with eight months left before the fiduciary rule becomes compulsory. Additionally, more Wall Street-focused regulations are expected to follow the November election. These independent broker-dealers have the most manpower tackling regulatory challenges.

For more in-depth coverage, please see A shakeout for the nation's-biggest IBDs. Take a deep dive into the data with our list of Top 10 IBDs by revenue growth, the IBDs with the richest accounts and IBDs with the fastest-growing payouts.

Data is as of year-end 2015 and shows the number of compliance professionals a firm has on corporate staff. It does not take into account those that fall under the governance or risk job descriptions.

Advisers and firms are facing an onslaught of additional compliance requirements with eight months left before the fiduciary rule becomes compulsory. Additionally, more Wall Street-focused regulations are expected to follow the November election. These independent broker-dealers have the most manpower tackling regulatory challenges.

For more in-depth coverage, please see A shakeout for the nation's-biggest IBDs. Take a deep dive into the data with our list of Top 10 IBDs by revenue growth, the IBDs with the richest accounts and IBDs with the fastest-growing payouts.

Data is as of year-end 2015.

FP50 Rank: 11
Compliance Staff: 54