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SEC Commissioner Robert Jackson Jr. said his office studied 15 years of data to assess how the firms utilized their power on hundreds of proposals.
November 19 -
By slashing fees, custodians are also eliminating special ETF platforms they had spent the past five years building out.
October 22 -
More than $1.8 billion has been yanked from the executive's investment firm.
October 21 -
Anthony Guadagnino allegedly solicited at least 10 clients after his departure from the retail brokerage.
October 10 -
The low-cost brokerage followed its competitors for retail clients and will offer the new pricing to RIAs in November.
October 10 -
As custodial pricing continues to fall, it’s still unclear where firms will make up the the money — but analysts and advisors agree other custodians will follow suit.
October 2 -
Deviation from the broader market has left more than half of these products with losses during a time the Dow and S&P 500 each posted double-digit gains.
September 25 -
At 84 basis points, the average expense ratio is over 40 basis points pricier than what investors paid on average last year.
September 18 -
Narrowly focused investment strategies are a recipe for “feast or famine,” an analyst says.
September 11 -
Plus, the average employee contribution rate reached 8.8% in the second quarter, up a full percentage point from a decade ago.
August 21