Wealth Think

Should the board use 1% of its budget for its own oversight? A former board chairman responds to this proposal.

It may seem counterintuitive, but differences of opinion can improve an organization.

Recruitment is ongoing — not a one-time sales pitch.

It's the first significant regulatory filing requirement for RIAs in more than a decade.

Ranking RIAs by AUM or number of employees is misleading.

Many planners are feeling out of touch with modern digital tools. Here are some steps to follow to get back in the game.

The message I heard was loud and clear: “You can’t be a financial planner because you are a masculine-presenting lesbian.”

Unconflicted enforcement of the new code requires monetary investment from certificants.

How to know when you’ve reached that just-right size.

Revisiting his predictions from 2017, he doubles down on the importance of firms adapting to embrace industry trends — and offers some new forecasts.