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Also this week, LPL pulls a big team from Raymond James, Merrill from Morgan Stanley and Dynasty from CIBC.
February 21
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Affiliated Advisors aims to recruit, retain and advance wealth management professionals with resources aimed at three different career stages.
February 20
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In a legal response, LPL contends it has been sued at least seven times in the past year after recruiting advisors from industry rival Ameriprise.
February 19
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Financial Planning announces its 2025 class of the top 40 most productive employee wealth management brokers under age 40.
February 18
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In an industry with too few advisors, many say the failure rate for newcomers remains disconcertingly high. But brokers on Financial Planning's top 40 under 40 list say they wouldn't be where they are without early career training.
February 18
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Financial Planning announces its 2025 class of the top 40 most productive employee brokers under age 40 at regional U.S. firms.
February 18
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The RIA aggregators Prime Capital and Corient also made their marks with big acquisitions.
February 14
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Critics including President Trump are ramping up the pressure on large corporations to drop their programs. But others doubted the firms' sincerity all along.
February 13
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Large banks are starting to disclose the compensation they awarded to their CEOs last year. Early signs point to a bounceback after CEO pay fell in 2023.
February 12
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The next CEO of Raymond James talks about how private equity ownership has made for some difficult marriages in wealth management, while a Morgan Stanley exec says asset outflows were unusually high last year.
February 11
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Cary Carbonaro provided a blueprint for wealth management firms and investors ahead of the looming transfer of tens of trillions of dollars in assets.
February 11
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The tide is beginning to shift toward the wirehouse in its contentions that deferred pay is not protected by federal retirement law.
February 10
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Mercer Global Advisors and EP Wealth also extend their reach into the Nashville, Tennessee area with RIA acquisitions.
February 7
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The name of the firm signals how she aims for the firm to be something more than a financial advisory company to women who are entrepreneurs and professionals.
February 7
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Atop the standard-setting organization since 2007, Kevin Keller has seen its ranks of certification holders nearly double and has overseen work to bring more diversity to the profession.
February 6
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Debra Taylor is spearheading a new program entailing education for financial advisors, guides for clients and technology integrations.
February 5
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The Zurich-based bank is in the midst of overhauling its U.S. wealth business with a greater priority on mass affluent clients and lower costs.
February 4
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Chief Operating Officer Dennis Moore is taking on the role of interim chief as the profession mourned the loss of a dedicated leader.
February 4
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The can-do work ethic of the firm's northeast divisional president took him across the country multiple times — and to the top of the profession.
February 4
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Out of more than 2,000 moves reducing prices over nearly 50 years, the company says this round represents the largest in its history.
February 3
