Cynthia Fernandez

Alexandria Capital is led by CEO Augustine Hong and CIO Jonathan Ferguson.

She was previously president of Ally Invest and, before that, a managing director at TD Ameritrade.

SmartAsset looked at nearly 11,000 financial advisory firms that are registered with the SEC and headquartered in the U.S.

The firms failed to update their cybersecurity policies immediately after client data was exposed.

Emerging markets have been shocked by recent regulation from the Chinese government and the coronavirus pandemic.

A report by the Center for Retirement Research at Boston College found that a jump in inflation could keep the COLA from meeting the rising costs that retirees face.

Each member of the four-person team is under 40 years old and they have a combined 40 years of professional experience.

Pay for industry professionals has increased much faster in some parts of the country than it has in others.

A legacy insurance institution has entered a placement agent agreement with cryptocurrency platform NYDIG.

New role will oversee leaders and businesses of Wells Fargo Advisors Financial Network (FiNet), First Clearing, and the Registered Investment Advisor (RIA) custody business.

Several of Cure’s staff have allegedly resigned since the comments came to light.

Eileen Cure allegedly wrote in a Skype message that she is not prejudiced but she does not want to interview Black applicants.

Record-level asset management fees and investment banking revenues were credited with the increase in net revenue.

The report gathered data from 750 high net worth investors and 200 financial advisors.

The study, conducted between January and March 2021, contains self-reported data from firms that custody their assets with Schwab Advisor Services or TD Ameritrade.

O’Connell violated six state laws, according to a regulatory complaint.

Philadelphia-based Janney Montgomery Scott added three teams from Wells Fargo and Merrill Lynch across two states managing $1.4 billion in client assets.

Advisors should emphasize the role sector funds play in a diversified portfolio when it comes to specific sector holdings, an expert says.

Yet there is concern the Delta variant of the coronavirus may spread and spear policy actions that could slow economic growth.

Raymond James’ advisor employee headcount has remained relatively flat over the last five quarters, while its 1099 channel saw an increase of 3% over the same time period, according to the company’s latest earnings report.