Client Communication: How to Bridge Generation Gaps
Please click on the arrows above for a handy cheat sheet on generational traits and communication strategies, produced by Ivy Funds in collaboration with BridgeWorks.- Charles Paikert
Sales were mostly flat until 2020. Over the past four years though, they've nearly doubled.
An industry survey of 200 compliance officers showed that a mere 12% of respondents currently using AI said they also adopted an AI risk management framework; experts said advisory firms need an AI governance plan ASAP.
Cinda Collins alleged before a FINRA arbitration panel that RBC fired her in late 2019 in an attempt to "steal much of her book of business without compensating her for it."
The middle and later stages may have less potential for astronomical returns but still offer advantages for high net worth investors, experts tell FP.
The amount individuals can contribute to 401(k)s in 2025 has increased by $500 to $23,500, but the IRA limit remains $7,000.
RBC Wealth Management pulls wealth teams from Morgan Stanley, and Citi hires a wealth lending head from Goldman Sachs.