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LPL Financial, the largest independent broker-dealer in the industry, said that it plans to cut 10% of its workforce by Jan. 31.
Daniel Sontag has been named as the new chief of Merrill's global wealth management business following the resignation of Bob McCann.
Portfolio managers for Prudential Investment Management said today that they see greater current opportunities in fixed-income investments than in equities.
Former Evergreen CEO Peter Cieszko is the latest in new hires at Fidelity.
Bob McCann, the chief of Merrill Lynch's brokerage unit, is leaving the firm just five days after the acquisition by Bank of America was completed.
The scandal at Madoff Investment Securities LLC touched off a fight Monday among lawmakers over whether more regulation could have helped uncover the alleged fraud, or whether regulators failed to use authority they already had.
Most wealth management companies are preparing to tighten their belts this year, but Aviva Investors North America plans to add staff and develop additional products to increase assets and sales.
Long-term U.S. government funds yielded 22.5% in the fourth quarter of 2008, for a three-month performance of 27.1% year to date.
President-elect Barack Obama and his transition team reportedly plan to propose approximately $300 billion in tax cuts as part of an overall economic stimulus package.
Lawyers for Lehman Brothers Holdings Inc. disputed an argument made by New York State Comptroller Thomas DiNapoli in November that the judge overseeing Lehman's bankruptcy proceedings should appoint a trustee to oversee the company's estate.
Though many companies suffered sudden reversals of fortune in 2008, perhaps none were more dramatic than the fall of Fannie Mae and Freddie Mac.
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These leaders are shaping the future of your industry.
As bad as 2008 was for investors, it may prove to be just one stormy year of several. here's what top advisors are doing until the markets level out.
Promotion announcements and firm changes for advisors.
In a tight economy, good software can mean the difference between going strong and growing frustration. Our second annual survey tells you how your peers are getting the job done.
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One thing that is certain when it comes to tax rules is that they are uncertain and always subject to change. Tax and retirement planning expert Ed Slott answers reader questions.
Strategies and solutions for advisors rethinking retirement planning in a volatile market
Annuities News, Annuity Market Information, and Retirement Planning Articles for Financial Advisors
Exchange-traded funds: News and research on ETFs for financial advisors
News, strategies and advice for financial advisors on practice management issues
Investing in REITs: Real Estate Market News, and Information on Real Estate Investment Trusts for Financial Advisors
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Registered Investment Advisors: The RIA news channel for Financial Advisors
Socially responsible portfolio options, SRI news, green fund information for financial advisors
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Financial Planning Watercooler: The Lighter Side of Investment News, Financial Blogs, and Surveys for Advisors
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The best way to take care of your clients is to support your own staff. On a turbulent day in the market, like last Thursday, your clients and staff will interact. How can you prepare your team to deal with client stress?
The height of any market upswing or downward spiral is accompanied by headlines, but in a 24-hour news environment the financial media can become particularly suffocating for your clients. Clients who obsess over every new headline run the risk of losing sight of their long-term investment goals. Here are five ways to address the issue.
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